Stock Backed Loans

Stock Loan Program

Investors may leverage against their publicly traded company stocks to secure a hassle free loan to support your financial goals.

Key Points

Loans, collateralized by the Securities are unrestricted and may be used for any purpose. Securities are deposited into a shared third-party custodial account. No borrower qualification required.

Typical Terms

  • Loans require a $3 million minimum with no maximum.

  • Loans typically close in about two weeks.

  • No corporate or personal guarantee required.

  • No pre-pay allowed during the lock-out period.

Expected Documents

Some additional documents may be requested as part of the loan process, but the standard list of documents we tend to need include:

  • The Brokerage Statement

  • ID or Passport of the Signatory of the Company

  • KYC Form

  • Use of Funds

  • Entity Documents (If shares are held by a company that is NOT the PUBCO.)

  • Brief Explanation of how shares were obtained. (Example: As company CEO from 1999 to 2005, shares were part of the compensation.)